Legal & Regulatory

Ludgate Investments Limited

The purpose of this website (the “Website”) is to inform visitors as to the business and activities of Ludgate Investment Limited (“Ludgate”) and the experience of Ludgate’s partners and staff. Ludgate’s business is primarily associated with secondary investment transactions. Its regulated business involves advising professional clients which are affiliates of Ludgate on investment opportunities. Ludgate is registered in England and Wales with Company Number 4043908. Its registered office is at 20 Old Bailey (3rd Floor), London, EC4M 7AN. Ludgate is authorized and regulated by the Financial Conduct Authority (“FCA”) with Firm Reference Number 194783. If you would like to contact Ludgate with any questions or comments, please send e-mail to

Content of Website

By proceeding to read the contents of this Website you agree, so far as this is permitted under the provisions of the UK regulatory system, to the exclusion by us of any liability, including without limitation that arising from any loss of profit or any other damage direct or consequential, in respect of any errors and/or omissions by us and/or any relevant third parties in respect of the content. Any opinions or estimates included herein constitute a judgment as of the date of publication and are subject to change without notice. Although Ludgate has used reasonable efforts to obtain and provide information from reliable sources, no representation is made that the information and opinions contained in this Website are accurate, reliable, or complete. You must in any event conduct your own due diligence and investigations rather than relying on any of the information in this Website. Ludgate has not conducted detailed research into the legality or otherwise of the viewing or use of this Website in jurisdictions other than the United Kingdom. Ludgate makes no representation that any material contained on the Website is appropriate for any other jurisdiction. Non-UK-resident persons choosing to view or make use of this Website do so on the basis that they have informed themselves of any regulatory or other consequences of their doing so.

No offer

The Website is for information purposes only. Nothing in the Website should be construed as an offer, invitation or general solicitation to buy or sell any investments or securities, or provide investment advisory services or to engage in any other transaction. Specifically, nothing in this Website is intended to constitute a financial promotion for the purposes of Section 21 Financial Services and Markets Act 2000 (“FSMA”). The Website must not be relied upon in connection with any investment decision.

No advice

Ludgate does not provide investment advice or any other investment services to any person other than its affiliates. Ludgate is not responsible to any other person for providing protections that would be afforded to clients or for advising any such person on any transaction or investment. The information on the Website, including all opinions or other content is not intended to and does not constitute financial, accounting, tax, legal, investment, consulting or other professional advice or services, or an invitation or inducement to engage in investment activity, but is for information purposes only. The Website is not a substitute for independent professional advice and users of this Website should obtain appropriate professional advice relevant to their particular circumstances prior to making any investment decisions.

Protections under the UK regulatory system

Please note that Ludgate will not regard any user of this Website as its customer for any purpose associated with FSMA and will not owe any duties to any such user in accordance with the provisions of the FCA Rules that regulate the relationship between an authorized investment firm and its customers.

Further general provisions

Access to and use of this Website is subject to the following further terms and conditions (“Terms”) set out below. By using or accessing the Website or any part thereof you agree to be bound by the Terms.


The copyright in the Website is owned by Ludgate and protected by the copyright laws of the United Kingdom. Any party using or accessing the Website is entitled to copy any such information for their own personal use but may not re-publish, store or re-produce any such information in any manner, including without limitation electronic reproduction by “uploading” or “downloading”, without the prior written consent of Ludgate. Any unauthorised downloading, re-transmission or other copying or modification of any of the contents of the Website may be in breach of statutory or common law rights which could be the subject of legal action. Ludgate disclaims all liability which may result from any unauthorised reproduction or use of the information on the Website. All rights not expressly granted are reserved by Ludgate.

Trade names

Certain names, words, titles, phrases, logos, icons, graphics, and designs displayed on the Website constitute trade names or registered or unregistered trademarks of Ludgate. The display of any trade names or registered or unregistered trademarks on the Website does not imply any license has been granted to any third party in respect of the same.

Liability for damages

Ludgate shall not be liable for any direct or indirect, special, incidental or consequential damage including any loss of profits, business, revenue or goodwill arising from the use of, access to or inability to use or access, interruption or other non-availability of the Website, its operation or transmission, computer viruses (or equivalent), loss of data or otherwise in respect of its use or the downloading or use of any material from the Website.


The content displayed on the Website including text, graphics, links or other items are provided on an “as is” basis excluding any warranty whatsoever, express or implied (including, but not limited to, warranties of satisfactory quality, fitness for any particular purpose or freedom from computer viruses). Ludgate excludes any liability for (i) any errors in or omissions from content displayed on the Website and (ii) any other websites linked to or from the Website.

Accuracy of content on the Website

Content provided on the Website is believed to be reliable when displayed. Ludgate cannot guarantee that content will be accurate, complete, and current at all times. All content on the Website is subject to modification from time to time without notice.

Governing law

The Terms shall be governed by and construed in accordance with English law.